Mark Herrmann - 01 Jul 2023 Form 3 Insider Report for S&W Seed Co (SANW)

Role
Chief Executive Officer
Signature
/s/ Vanessa Baughman, Attorney-in-Fact
Issuer symbol
SANW
Transactions as of
01 Jul 2023
Net transactions value
$0
Form type
3
Filing time
10 Jul 2023, 19:43:10 UTC
Previous filing
16 Dec 2022
Next filing
15 Dec 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding SANW Common Stock 56,458 01 Jul 2023 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding SANW Stock option (right to buy) 01 Jul 2023 Common Stock 100,000 $1.08 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The shares shall vest in 12 equal monthly installments beginning on July 26, 2023.