Alta Partners Management VIII, LLC - 16 Aug 2023 Form 4 Insider Report for Allakos Inc. (ALLK)

Role
10%+ Owner
Signature
Alta Partners Management VIII, LLC, By /s/ Daniel Janney, Managing Director
Issuer symbol
ALLK
Transactions as of
16 Aug 2023
Net transactions value
$0
Form type
4
Filing time
18 Aug 2023, 18:21:03 UTC
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ALLK Common Stock Other $0 -6,448,053 -100% $0.000000* 0 16 Aug 2023 By Alta Partners VIII, L.P. F1, F2
transaction ALLK Common Stock Other $0 +1,463,378 $0.000000 1,463,378 16 Aug 2023 Direct F3
transaction ALLK Common Stock Other $0 -1,463,378 -100% $0.000000* 0 16 Aug 2023 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Alta Partners Management VIII, LLC is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may continue.

Explanation of Responses:

Id Content
F1 Represents a pro-rata in-kind distribution of common stock of the Issuer by Alta Partners VIII, L.P. ("Alta VIII") in connection with the winding down of its operations, without consideration, to its general partner and limited partners.
F2 The shares are directly held by Alta VIII. Alta Partners Management VIII, LLC ("Alta Management VIII") is the general partner of Alta VIII and, as such, may be deemed to share voting and investment control with respect to the shares held by Alta VIII. Alta Management VIII disclaims beneficial ownership of all shares held by Alta VIII, except to the extent of its pecuniary interest therein.
F3 Represents receipt of shares in the distribution in kind described in footnote (1).
F4 Represents a pro-rata in-kind distribution of common stock of the Issuer by Alta Management VIII, without consideration, to its members.