Travis Boersma - 22 Sep 2021 Form 4 Insider Report for Dutch Bros Inc. (BROS)

Signature
By Travis Boersma
Issuer symbol
BROS
Transactions as of
22 Sep 2021
Net transactions value
-$3,581
Form type
4
Filing time
29 Aug 2023, 17:49:26 UTC
Previous filing
13 Nov 2023
Next filing
13 Nov 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction BROS Class A Common Stock Purchase $1,201 +19 $62.01 19 15 Nov 2021 By Son F1
transaction BROS Class A Common Stock Sale $1,205 -19 -100% $62.24 0 15 Nov 2021 By Son F1
transaction BROS Class A Common Stock Purchase $2,687 +108 $24.89 108 18 May 2022 By Son F1
transaction BROS Class A Common Stock Sale $54.54 -1 -1.3% $37.59 106 27 May 2022 By Son F1, F2
transaction BROS Class A Common Stock Purchase $54.53 +1 +1.4% $36.89 108 27 May 2022 By Son F1
transaction BROS Class A Common Stock Purchase $1,000 +29 +27% $34.43 137 01 Sep 2022 By Son F1, F3
transaction BROS Class A Common Stock Purchase $1,500 +42 +31% $35.74 179 13 Sep 2022 By Son F1, F4
transaction BROS Class A Common Stock Sale $3,000 -100 -56% $30.00 79 06 Jan 2023 By Son F1
transaction BROS Class A Common Stock Sale $2,449 -78 -99% $31.40 1 09 Jan 2023 By Son F1
transaction BROS Class A Common Stock Purchase $8,160 +255 +25758% $32.00 256 01 Mar 2023 By Son F1
transaction BROS Class A Common Stock Purchase $66.89 +2 +0.77% $33.73 258 07 Mar 2023 By Son F1
transaction BROS Class A Common Stock Sale $749 -25 -9.9% $29.44 233 27 Mar 2023 By Son F1
transaction BROS Class A Common Stock Purchase $749 +25 +11% $29.45 258 27 Mar 2023 By Son F1
transaction BROS Class A Common Stock Sale $4,140 -129 -50% $32.10 129 14 Apr 2023 By Son F1
transaction BROS Class A Common Stock Purchase $3,885 +130 +101% $29.80 259 10 May 2023 By Son F1, F5
transaction BROS Class A Common Stock Sale $3,999 -136 -53% $29.36 123 03 Aug 2023 By Son F1
transaction BROS Class A Common Stock Sale $750 -27 -22% $27.43 96 08 Aug 2023 By Son F1
transaction BROS Class A Common Stock Purchase $67.94 +2 +2.6% $27.51 98 08 Aug 2023 By Son F1
transaction BROS Class A Common Stock Purchase $300 +11 +11% $27.66 109 08 Aug 2023 By Son F1
transaction BROS Class A Common Stock Sale $3,353 -109 -100% $30.72 0 09 Aug 2023 By Son F1, F6
holding BROS Class A Common Stock 15,610 22 Sep 2021 By DM Trust Aggregator, LLC
holding BROS Class A Common Stock 9,817 22 Sep 2021 By DM Individual Aggregator, LLC

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction BROS Call Option (Right to Buy) Purchase $440 +1 $440.00* 1 22 Sep 2021 Class A Common Stock 100 $60.00 By Son F1
transaction BROS Call Option (Right to Buy) Sale $400 -1 -100% $399.98* 0 22 Sep 2021 Class A Common Stock 100 $60.00 By Son F1
transaction BROS Call Option (Right to Buy) Purchase $430 +1 $430.00* 1 05 Oct 2021 Class A Common Stock 100 $40.00 By Son F1
transaction BROS Call Option (Right to Buy) Sale $480 -1 -100% $479.98* 0 07 Oct 2021 Class A Common Stock 100 $40.00 By Son F1
transaction BROS Put Option (Right to Sell) Purchase $500 +1 $500.00* 1 19 Oct 2021 Class A Common Stock 100 $60.00 By Son F1
transaction BROS Put Option (Right to Sell) Sale $570 -1 -100% $569.98* 0 21 Oct 2021 Class A Common Stock 100 $60.00 By Son F1
transaction BROS Put Option (Right to Sell) Purchase $802 +2 $401.00* 2 21 Feb 2023 Class A Common Stock 200 $41.00 By Son F1
transaction BROS Put Option (Right to Sell) Purchase $1,600 +4 +200% $400.00* 6 21 Feb 2023 Class A Common Stock 400 $41.00 By Son F1
transaction BROS Put Option (Right to Sell) Purchase $420 +1 $420.00* 1 21 Feb 2023 Class A Common Stock 100 $41.00 By Son F1
transaction BROS Put Option (Right to Sell) Sale $3,160 -4 -67% $789.98* 2 24 Feb 2023 Class A Common Stock 400 $41.00 By Son F1
transaction BROS Put Option (Right to Sell) Sale $1,620 -2 -100% $809.98* 0 24 Feb 2023 Class A Common Stock 200 $41.00 By Son F1
transaction BROS Put Option (Right to Sell) Sale $820 -1 -100% $819.98* 0 01 Mar 2023 Class A Common Stock 100 $41.00 By Son F1
transaction BROS Put Option (Right to Sell) Purchase $1,050 +5 $210.00* 5 09 May 2023 Class A Common Stock 500 $33.00 By Son F1
transaction BROS Put Option (Right to Sell) Sale $1,000 -5 -100% $200.00* 0 09 May 2023 Class A Common Stock 500 $33.00 By Son F1
transaction BROS Put Option (Right to Sell) Purchase $205 +1 $205.00* 1 09 May 2023 Class A Common Stock 100 $33.00 By Son F1
transaction BROS Put Option (Right to Sell) Sale $300 -1 -100% $299.98* 0 10 May 2023 Class A Common Stock 100 $33.00 By Son
transaction BROS Call Option (Right to Buy) Purchase $690 +3 $230.00* 3 08 Aug 2023 Class A Common Stock 300 $26.00 By Son F1
transaction BROS Call Option (Right to Buy) Sale $240 -1 -33% $239.98* 2 08 Aug 2023 Class A Common Stock 100 $26.00 By Son F1
transaction BROS Call Option (Right to Buy) Sale $1,100 -2 -100% $549.99* 0 09 Aug 2023 Class A Common Stock 200 $26.00 By Son F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Pursuant to Section 16 reporting requirements, the Form 4 reflects purchases and sales of the Issuer's Class A common stock and derivative securities that were made by the Reporting Person's adult son. The amount of profit realized by the applicable short-swing transactions is approximately $8,500 and has been paid to the Issuer, as required. The Reporting Person was recently notified of the transactions by his son, resulting in today's filing. This report shall not be deemed an admission by the Reporting Person that he is the beneficial owner of any of the securities traded by his adult son, other than for purposes of Section 16.
F2 Represents weighted average sales price. The shares were sold at prices ranging from $37.56 to $37.60. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
F3 Represents weighted average purchase price. The shares were sold at prices ranging from $34.39 to $34.43. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares purchased at each separate price.
F4 Represents weighted average purchase price. The shares were sold at prices ranging from $35.39 to $35.92. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares purchased at each separate price.
F5 Represents weighted average purchase price. The shares were sold at prices ranging from $29.76 to $29.80. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares purchased at each separate price.
F6 Represents weighted average sales price. The shares were sold at prices ranging from $30.72 to $30.78. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.