Tim Hwang - 28 Aug 2023 Form 4 Insider Report for FiscalNote Holdings, Inc. (NOTE)

Role
Chairman, Chief Executive Officer and Director, Director, 10%+ Owner
Signature
/s/ Todd Aman, Attorney-in-Fact
Issuer symbol
NOTE
Transactions as of
28 Aug 2023
Net transactions value
-$917,372
Form type
4
Filing time
30 Aug 2023, 17:15:10 UTC
Previous filing
02 Aug 2023
Next filing
01 Sep 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NOTE Class A Common Stock Sale $771,523 -332,424 -9.1% $2.32 3,323,029 28 Aug 2023 See Footnte F1, F2
transaction NOTE Class A Common Stock Sale $145,849 -64,724 -1.9% $2.25 3,258,305 29 Aug 2023 See Footnte F2, F3
holding NOTE Class A Common Stock 49,318 28 Aug 2023 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The price reported is a weighted average price. The reported securities were sold in multiple transactions at prices ranging from $2.25 to $2.46. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.
F2 These securities are beneficially owned by Timothy T. Hwang, as Trustee of the Timothy T. Hwang Revocable Trust, originally dated January 10, 2019. The Reporting Person is trustee of this trust.
F3 The price reported is a weighted average price. The reported securities were sold in multiple transactions at prices ranging from $2.25 to $2.295. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.

Remarks:

Chairman, Chief Executive Officer and Director