Key Compton - 29 Aug 2023 Form 4 Insider Report for FiscalNote Holdings, Inc. (NOTE)

Role
Director
Signature
/S/ Todd Aman, Attorney-in-Fact
Issuer symbol
NOTE
Transactions as of
29 Aug 2023
Net transactions value
$0
Form type
4
Filing time
01 Sep 2023, 17:20:07 UTC
Previous filing
02 Jun 2023
Next filing
22 Mar 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NOTE Class A Common Stock Sale $0 -397,033 -55% $0.000000 324,477 29 Aug 2023 See Footnote F1, F2
transaction NOTE Class A Common Stock Sale $0 -109,580 -34% $0.000000 214,897 29 Aug 2023 See Footnote F1, F2
holding NOTE Class A Common Stock 30,865 29 Aug 2023 See Footnote F3
holding NOTE Class A Common Stock 139,700 29 Aug 2023 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These shares were distributed to certain limited partners of Global Public Offering Master Fund, L.P ("GPO Master Fund") upon such limited partners redeeming their respective partnership interests in GPO Master Fund.
F2 The shares are beneficially owned by GPO Master Fund. The Reporting Person is a managing director of Urgent International Inc., which is the owner and operator of GPO Master Fund and its affiliated entities and the investment advisor for GPO Master Fund. As such, the Reporting Person may be deemed to have voting and dispositive power over the shares held by GPO Master Fund.
F3 The shares are beneficially owned by Urgent Capital LLC ("Urgent Capital"). The Reporting Person is a managing director of Urgent International Inc., which is the owner and operator of Urgent Capital. As such, the Reporting Person may be deemed to have voting and dispositive power over the shares held by Urgent Capital.