Ryan Michael Lance - 01 Sep 2023 Form 4 Insider Report for CONOCOPHILLIPS (COP)

Role
Chairman and CEO, Director
Signature
Whitney A. Cox, Attorney in Fact (by Power of Attorney filed with the Commission on February 16, 2023)
Issuer symbol
COP
Transactions as of
01 Sep 2023
Transactions value $
-$32,272,738
Form type
4
Filing time
06 Sep 2023, 10:23:09 UTC
Previous filing
02 Jun 2023
Next filing
20 Sep 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction COP Common Stock Options Exercise $37.3M +569K +3130.81% $65.46 588K 01 Sep 2023 Direct F1
transaction COP Common Stock Sale -$69.5M -569K -96.9% $122.14 18.2K 01 Sep 2023 Direct F2
holding COP Common Stock 104K 01 Sep 2023 By Lance Family Trust F3
holding COP Common Stock 20K 01 Sep 2023 By ConocoPhillips Savings Plan F4

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction COP Stock Options (Right to Buy) Options Exercise $0 -569K -100% $0.00* 0 01 Sep 2023 Common Stock 569K $65.46 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The amount includes the transfer of 52,930 shares by the reporting person to the Lance Family Trust.
F2 The price is a weighted average price. These shares were sold in multiple transactions at prices from $121.96 to $122.49, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges provided therein.
F3 Includes 52,930 shares of common stock that the reporting person transferred to the Lance Family Trust.
F4 Includes units acquired through routine dividend transactions that are exempt under rule 16a-11 and through a qualified plan that are exempt under rule 16b-3.