GERALD HELD - 12 Sep 2023 Form 4 Insider Report for NetApp, Inc. (NTAP)

Role
Director
Signature
Roberta S Cohen Attorney-in-Fact for Gerald Held
Issuer symbol
NTAP
Transactions as of
12 Sep 2023
Transactions value $
-$442,269
Form type
4
Filing time
14 Sep 2023, 21:18:59 UTC
Previous filing
16 Jun 2023
Next filing
14 Jun 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NTAP Common Stock Sale -$442,269 -5,634 -24.4% $78.5 17,457 12 Sep 2023 Direct
transaction NTAP Common Stock Options Exercise $0 +3,450 +19.76% $0 20,907 12 Sep 2023 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction NTAP Restricted Stock Unit Options Exercise $0 -3,450 -100% $0* 0 12 Sep 2023 Common Stock 3,450 Direct F1, F2
transaction NTAP Restricted Stock Award $0 +3,526 $0 3,526 13 Sep 2023 Common Stock 3,526 Direct F1, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted Stock Units convert into common stock on a one-for-one basis.
F2 On September 9, 2022, the reporting person was granted 3,450 restricted stock units, which vested on September 12, 2023, the day immediately preceding the date of the 2023 Annual Meeting of Stockholders
F3 On September 13, 2023, the reporting person was granted 3,526 restricted stock units which vest on the day immediately preceding the date of the next Annual Stockholders Meeting of the Company following the grant date, subject to the reporting person's continuous service on the Board through such date.