JAMES J. KIM - 14 Sep 2023 Form 4 Insider Report for AMKOR TECHNOLOGY, INC. (AMKR)

Role
Director, Member of 10% owner group (4), 10%+ Owner
Signature
/s/ Brian D. Short, Attorney-in-Fact for James J. Kim
Issuer symbol
AMKR
Transactions as of
14 Sep 2023
Transactions value $
$0
Form type
4
Filing time
18 Sep 2023, 19:00:13 UTC
Previous filing
08 Sep 2023
Next filing
13 Oct 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AMKR Common Stock Gift $0 -1.96M -100% $0.00* 0 14 Sep 2023 By Susan Y. Kim 2020-1 GRAT dtd. 4/1/20 F1
transaction AMKR Common Stock Gift $0 +1.96M $0.00 1.96M 14 Sep 2023 By Susan Y. Kim Family Trust U/A dtd. 4/1/20 F1, F2, F3
holding AMKR Common Stock 269K 14 Sep 2023 Direct
holding AMKR Common Stock 1.96M 14 Sep 2023 By John T. Kim G-S Trust dtd. 12/11/12 F2, F3
holding AMKR Common Stock 7.83M 14 Sep 2023 By John T. Kim Family Trust U/A dtd. 12/11/12 F2, F3
holding AMKR Common Stock 1.38M 14 Sep 2023 By Susan Y. Kim 2018-1 GRAT dtd. 8/29/18 F2, F3
holding AMKR Common Stock 1.87M 14 Sep 2023 By self as Trustee of own GRATs F2, F3
holding AMKR Common Stock 165K 14 Sep 2023 By self as Trustee of Trust U/A dtd. 12/11/12 F2, F3
holding AMKR Common Stock 39.6M 14 Sep 2023 By 915 Investments, LP F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 On September 14, 2023, the Qualified Annuity Trust under the Susan Y. Kim 2020-1 Irrevocable Trust Agreement dated 4/1/20 (the "SYK 2020 GRAT") distributed 1,958,355 shares of the Common Stock of Amkor Technology, Inc. (the "Issuer") to the Family Trust under the Susan Y. Kim 2020-1 Irrevocable Trust Agreement dated 4/1/20 (the "SYK 2020 Family Trust"). The Reporting Person and Susan Y. Kim are co-trustees of the SYK 2020 GRAT and SYK 2020 Family Trust.
F2 The Reporting Person disclaims beneficial ownership of these securities, except to the extent of the Reporting Person's pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities, except to the extent of the Reporting Person's pecuniary interest therein, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended ("Section 16"), or for any other purpose.
F3 The Reporting Person is (i) a trustee of grantor retained annuity trusts of which he was the settlor and is the sole annuitant which own 1,867,747 shares of the Issuer's Common Stock, (ii) a trustee of trusts for the benefit of his immediate family members which own 13,124,330 shares of the Issuer's Common Stock, (iii) a trustee of a trust which is a controlling member of a limited liability company being treated as a corporation for purposes of Section 16, which limited liability company holds 164,678 shares of the Issuer's Common stock, and (iv) a general partner of a limited partnership which owns 39,594,980 shares of the Issuer's Common Stock. Pursuant to the Form 4 instructions, the Reporting Person is being treated as having a pecuniary interest in all of such shares.

Remarks:

(4) The Reporting Person states that the filing of this Form 4 shall not be deemed an admission that the Reporting Person is the beneficial owner of the reported securities owned by the other members of the group, for the purpose of Section 16, or for any other purpose.