JOHN C. GORDON - 29 Sep 2023 Form 4 Insider Report for FIRST US BANCSHARES, INC. (FUSB)

Role
Director
Signature
/s/Beverly J. Dozier, by power of attorney
Issuer symbol
FUSB
Transactions as of
29 Sep 2023
Transactions value $
$4,375
Form type
4
Filing time
02 Oct 2023, 12:20:19 UTC
Previous filing
05 Jul 2023
Next filing
02 Jan 2024
SEC
View on sec.gov

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction FUSB Phantom Stock Units Award $4,375 +512 +2.3% $8.55 22,520 29 Sep 2023 Common Stock 511 Direct F1, F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The units convert to common stock on a 1-for-1 basis.
F2 Includes 125.73 shares attributable to quarterly dividends accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan.
F3 The phantom stock units were accrued under the First US Bancshares, Inc. Non-Employee Directors' Deferred Compensation Plan and are to be settled in common stock at the end of the deferral period.