David K. Traverse - 23 Oct 2023 Form 3 Insider Report for AWARE INC /MA/ (AWRE)

Role
Principal Financial Officer
Signature
/s/ David K Traverse
Issuer symbol
AWRE
Transactions as of
23 Oct 2023
Transactions value $
$0
Form type
3
Filing time
30 Oct 2023, 16:58:21 UTC
Next filing
22 Feb 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding AWRE Common Stock 16.8K 23 Oct 2023 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding AWRE Common Stock 23 Oct 2023 Common Stock 100K $4.73 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Fifty percent of the option vested on February 24, 2023, with the remainder vesting in 24 equal monthly installments starting on March 24, 2023.

Remarks:

October 24, 2023 is the effective date of the reporting person's appointment as Principal Financial Officer of the Issuer by the Issuer's Board of Directors