Eric Cantor - 03 Nov 2023 Form 4 Insider Report for Moelis & Co (MC)

Role
Vice Chairman, MD, Director
Signature
/s/ Osamu Watanabe as attorney-in-fact for Eric Cantor
Issuer symbol
MC
Transactions as of
03 Nov 2023
Transactions value $
-$26,789
Form type
4
Filing time
06 Nov 2023, 19:31:43 UTC
Previous filing
26 Sep 2023
Next filing
06 Dec 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction MC Class A Common Stock Options Exercise +1.39K +0.81% 173K 03 Nov 2023 Direct F1
transaction MC Class A Common Stock Tax liability -$26.8K -612 -0.35% $43.77 172K 03 Nov 2023 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction MC 2018 Incentive RSUs (September) Options Exercise $0 -536 -100% $0.00* 0 03 Nov 2023 Class A Common Stock 536 Direct F2
transaction MC 2019 Incentive RSUs (September) Options Exercise $0 -855 -50% $0.00 855 03 Nov 2023 Class A Common Stock 855 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares of Class A Common Stock were acquired upon settlement of Restricted Stock Units (RSUs).
F2 The RSUs were settled for Class A Common Stock on November 3, 2023.