PATRICK HARSHMAN - 15 Nov 2023 Form 4 Insider Report for HARMONIC INC (HLIT)

Role
President and CEO, Director
Signature
/s/ Wendi Ninh, Attorney-in-Fact
Issuer symbol
HLIT
Transactions as of
15 Nov 2023
Net transactions value
$0
Form type
4
Filing time
17 Nov 2023, 18:00:19 UTC
Previous filing
17 Aug 2023
Next filing
20 Feb 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HLIT Common Stock Options Exercise $0 +30,238 +4.8% $0.000000 656,073 15 Nov 2023 Direct
transaction HLIT Common Stock Tax liability $0 -15,920 -2.4% $0.000000 639,745 15 Nov 2023 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HLIT Restricted Stock Units Options Exercise $0 -16,555 -50% $0.000000 16,555 15 Nov 2023 Common Stock 16,555 $0.000000 Direct
transaction HLIT Restricted Stock Units Options Exercise $0 -13,683 -17% $0.000000 68,419 15 Nov 2023 Common Stock 13,683 $0.000000 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Reflects an adjustment of 408 shares of common stock transferred to the reporting person's former spouse pursuant to a marital settlement agreement. The reporting person no longer reports as beneficially owned any securities owned by his former spouse.