Renette Youssef - 15 Nov 2023 Form 4 Insider Report for Velo3D, Inc. (VLD)

Role
Chief Marketing Officer
Signature
/s/ Bernard Chung as attorney-in-fact for Renette Youssef
Issuer symbol
VLD
Transactions as of
15 Nov 2023
Net transactions value
$0
Form type
4
Filing time
17 Nov 2023, 20:41:33 UTC
Previous filing
13 Nov 2023
Next filing
24 Nov 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction VLD Common Stock Options Exercise +9,936 +12% 91,995 15 Nov 2023 Direct F1
transaction VLD Common Stock Options Exercise +58,393 +63% 150,388 15 Nov 2023 Direct F1
transaction VLD Common Stock Options Exercise +20,794 +14% 171,182 15 Nov 2023 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction VLD Restricted Stock Unit (RSU) Options Exercise $0 -9,936 -11% $0.000000 79,481 15 Nov 2023 Common Stock 9,936 Direct F1, F2
transaction VLD Restricted Stock Unit (RSU) Options Exercise $0 -58,393 -25% $0.000000 175,181 15 Nov 2023 Common Stock 58,393 Direct F1, F3
transaction VLD Restricted Stock Unit (RSU) Options Exercise $0 -20,794 -50% $0.000000 20,794 15 Nov 2023 Common Stock 20,794 Direct F1, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock upon settlement for no consideration.
F2 The RSUs vest as to 1/4th of the total grant on November 15, 2022, and thereafter 1/16th of the total grant vest quarterly until such time as the RSUs are 100% vested, subject to the continued service of the Reporting Person on each vesting date.
F3 The RSUs vest as to 1/4th of the total grant on November 15, 2023, and thereafter 1/16th of the total grant vest quarterly until such time as the RSUs are 100% vested, subject to the continued service of the Reporting Person on each vesting date.
F4 The RSUs vest in four equal quarterly installments on May 15, 2023, August 15, 2023, November 15, 2023, and February 15, 2024, subject to the continued service of the Reporting Person on each vesting date.