| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | RXRX | Class A Common Stock | Sale | $382,719 | -28,038 | -6.2% | $13.65 | 421,962 | 09 Jan 2024 | By Dean Y. Li 2021 Family Trust | F1, F2, F3 |
| transaction | RXRX | Class A Common Stock | Sale | $13,495 | -962 | -0.23% | $14.03 | 421,000 | 09 Jan 2024 | By Dean Y. Li 2021 Family Trust | F1, F3, F4 |
| holding | RXRX | Class A Common Stock | 1,327,618 | 09 Jan 2024 | Direct | ||||||
| holding | RXRX | Class A Common Stock | 1,422,048 | 09 Jan 2024 | By Dean Y. Li Revocable Trust |
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
| Id | Content |
|---|---|
| F1 | Sales are pursuant to a 10b5-1 trading plan established by the Trust on August 22, 2023. |
| F2 | The sales price reported herein is a weighted average price. These shares were sold in multiple lots at prices ranging from $13 to $13.99 per share. Full sale price information for each lot is available to the Issuer's stockholders and the staff of the U.S. Securities and Exchange Commission upon their written request. |
| F3 | The shares are held by the Dean Y. Li 2021 Family Trust, of which the Reporting Person's spouse serves as trustee. |
| F4 | The sales price reported herein is a weighted average price. These shares were sold in multiple lots at prices ranging from $14 to $14.08 per share. Full sale price information for each lot is available to the Issuer's stockholders and the staff of the U.S. Securities and Exchange Commission upon their written request. |