EDWARD PICK - 17 Jan 2024 Form 4 Insider Report for MORGAN STANLEY (MS)

Role
Chief Executive Officer, Director
Signature
/s/ Martin M. Cohen, Attorney-in-Fact
Issuer symbol
MS
Transactions as of
17 Jan 2024
Transactions value $
-$5,258,871
Form type
4
Filing time
19 Jan 2024, 16:14:40 UTC
Previous filing
27 Oct 2023
Next filing
07 Feb 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction MS Common Stock Award $0 +76,064 +14.5% $0.000000 599,262 17 Jan 2024 Direct F1
transaction MS Common Stock Tax liability -$5,258,870 -61,171 -10.2% $85.97 538,091 17 Jan 2024 Direct F2
transaction MS Common Stock Gift $0 -10,560 -1.96% $0.000000 527,531 17 Jan 2024 Direct F3
holding MS Common Stock 4,025 17 Jan 2024 By 401(k) Plan
holding MS Common Stock 200,000 17 Jan 2024 By Grantor Retained Annuity Trust F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted Stock Units granted in 2024 as part of 2023 year-end compensation, which are convertible to shares of Common Stock at a ratio of 1 to 1.
F2 Shares withheld to satisfy taxes upon the conversion of Restricted Stock Units granted on January 21, 2021.
F3 Since the Reporting Person's last report, 200,000 shares of Common Stock previously reported as directly beneficially owned were contributed to a grantor retained annuity trust.