Charles Aubrey Smith III - Jan 17, 2024 Form 4 Insider Report for MORGAN STANLEY (MS)

Role
Chief Risk Officer
Signature
/s/ Martin M. Cohen, Attorney-in-Fact
Stock symbol
MS
Transactions as of
Jan 17, 2024
Transactions value $
-$1,862,712
Form type
4
Date filed
1/19/2024, 04:17 PM
Previous filing
Jul 21, 2023
Next filing
Apr 19, 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction MS Common Stock Award $0 +25K +18.81% $0.00 158K Jan 17, 2024 Direct F1
transaction MS Common Stock Tax liability -$1.86M -21.7K -13.72% $85.97 136K Jan 17, 2024 Direct F2
holding MS Common Stock 5.18K Jan 17, 2024 By 401(k) Plan
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted Stock Units granted in 2024 as part of 2023 year-end compensation, which are convertible to shares of Common Stock at a ratio of 1 to 1.
F2 Shares withheld to satisfy taxes upon the conversion of Restricted Stock Units granted on January 21, 2021.