Victor Nesi - 19 Jan 2024 Form 4 Insider Report for STIFEL FINANCIAL CORP (SF)

Role
Co-President
Signature
/s/ Victor Nesi
Issuer symbol
SF
Transactions as of
19 Jan 2024
Transactions value $
-$694,819
Form type
4
Filing time
23 Jan 2024, 16:38:08 UTC
Previous filing
22 May 2023
Next filing
23 Feb 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SF Common Stock Options Exercise $0 +23,271 +14% $0 187,207 19 Jan 2024 Direct
transaction SF Common Stock Tax liability -$694,819 -10,048 -5.4% $69.15 177,159 19 Jan 2024 Direct
holding SF Common Stock 22,574 19 Jan 2024 by Trust
holding SF Common Stock 31,000 19 Jan 2024 Family Trust
holding SF Common Stock 90,732 19 Jan 2024 Children's Trust

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SF Phantom Stock Units Options Exercise $0 -23,271 -26% $0 66,250 19 Jan 2024 Common Stock 23,271 $0 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Currently exercisable.
F2 No expiration date for these Units.