JAY M. SHORT - 16 Feb 2024 Form 4 Insider Report for BioAtla, Inc. (BCAB)

Role
Chief Executive Officer, Director, 10%+ Owner
Signature
/s/ Christian Vasquez, as Attorney-in-Fact for Jay M. Short
Issuer symbol
BCAB
Transactions as of
16 Feb 2024
Transactions value $
$0
Form type
4
Filing time
20 Feb 2024, 16:19:11 UTC
Previous filing
20 Dec 2023
Next filing
24 Feb 2025
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction BCAB Common Stock Award $0 +417,000 +29% $0.000000 1,856,283 16 Feb 2024 Direct F1
holding BCAB Common Stock 793,547 16 Feb 2024 By Spouse
holding BCAB Common Stock 258,727 16 Feb 2024 By Carolyn Short 2020 Irrevocable Gift Trust
holding BCAB Common Stock 258,727 16 Feb 2024 By Jay Short 2020 Irrevocable Gift Trust
holding BCAB Common Stock 302,324 16 Feb 2024 By Capia IP, LLC
holding BCAB Common Stock 50 16 Feb 2024 By Himalaya Parent LLC F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents shares of Common Stock underlying a time-based restricted stock unit award ("RSU"). The RSU will vest as to 25% of the total number of shares on February 16, 2025, and the remainder in equal quarterly installments over the three years thereafter, subject to the reporting person's continued service through the applicable vesting date.
F2 The Reporting Person and his spouse are the managers of Himalaya Parent LLC and collectively make investment decisions on the behalf of the entity. The Reporting Person and his spouse disclaim beneficial ownership of the reported securities except to the extent of his or her pecuniary interest therein.