| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | EXAS | Restricted Stock Units | Options Exercise | $0 | -3.11K | -100% | $0.00* | 0 | Feb 20, 2024 | Common Stock | 3.11K | Direct | F4, F5 |
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
| Id | Content |
|---|---|
| F1 | Represents shares of common stock received upon vesting of a restricted stock unit award. |
| F2 | Represents shares sold pursuant to a Sell-to-Cover Rule 10b5-1 Plan to pay withholding taxes due in connection with the vesting of certain restricted stock units. |
| F3 | In addition to the shares of Common Stock reported on this Form 4, which total 5,288 shares, Mr. Elliott also holds, in the aggregate, an additional 140,678 vested and unvested options to purchase shares of Common Stock and restricted stock units, with each restricted stock unit representing a contingent right to receive one share of Common Stock. |
| F4 | Each restricted stock unit represents a contingent right to receive one share of common stock. |
| F5 | Represents a restricted stock unit award granted on February 19, 2021 that vests in four equal annual installments from the grant date. |