William Jack Plants II - Mar 19, 2024 Form 4 Insider Report for FINANCIAL INSTITUTIONS INC (FISI)

Role
Chief Financial Officer
Signature
Sonia M. Dumbleton, by power of attorney from William Jack Plants, II
Stock symbol
FISI
Transactions as of
Mar 19, 2024
Transactions value $
-$23,558
Form type
4
Date filed
3/21/2024, 04:05 PM
Previous filing
Mar 11, 2024
Next filing
Dec 16, 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction FISI Common Stock Options Exercise +3.58K +232.34% 5.12K Mar 19, 2024 Direct F1
transaction FISI Common Stock Tax liability -$23.6K -1.29K -25.17% $18.29 3.83K Mar 19, 2024 Direct
holding FISI Common Stock 1.54K Mar 19, 2024 Held in 401K Plan F2
holding FISI Common Stock 2.14K Mar 19, 2024 Held in IRA

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction FISI Restricted Stock Unit Award $0 +2.13K $0.00 2.13K Mar 19, 2024 Common Stock 2.13K Direct F1
transaction FISI Restricted Stock Unit Options Exercise $0 -2.13K -100% $0.00* 0 Mar 19, 2024 Common Stock 2.13K Direct F3
transaction FISI Restricted Stock Unit Options Exercise $0 -1.45K -100% $0.00* 0 Mar 19, 2024 Common Stock 1.45K Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit represents a contingent right to receive one share of FISI common stock.
F2 Represents 199 shares acquired under the FISI 401(k) plan since the date of the reporting person's last ownership report.
F3 Restricted stock units convert into shares of common stock on a one-for-one basis.