| Name | Relationship | Address | Signature | Signature date | CIK |
|---|---|---|---|---|---|
| GERDIN MICHAEL J | Chief Executive Officer, Director, Co-Trustee of 10% Owner, 10%+ Owner | 901 HEARTLAND WAY, NORTH LIBERTY | /S/Michael J. Gerdin | 03 Dec 2025 | 0001212393 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | HTLD | Common Stock | Gift | $0 | -10M | -69.13% | $0.00 | 4.47M | 01 Dec 2025 | Co-Trustee of Trust | F1, F2 |
| transaction | HTLD | Common Stock | Gift | $0 | +10M | +223.49% | $0.00 | 14.5M | 01 Dec 2025 | Trustee of GRATs | F1, F3 |
| holding | HTLD | Common Stock | 1.49M | 01 Dec 2025 | Trustee of Trust | F4 | |||||
| holding | HTLD | Common Stock | 4.28M | 01 Dec 2025 | Co-Trustee of Trust | F5 | |||||
| holding | HTLD | Common Stock | 38.4K | 01 Dec 2025 | Trustee of Trusts | F6 | |||||
| holding | HTLD | Common Stock | 5M | 01 Dec 2025 | Co-Trustee of Trust | F7 | |||||
| holding | HTLD | Common Stock | 1.94M | 01 Dec 2025 | Co-General Partner of Partnership | F8 | |||||
| holding | HTLD | Common Stock | 438K | 01 Dec 2025 | Spouse is Trustee of Shares Held by Trust | F9 |
| Id | Content |
|---|---|
| F1 | The Ann S. Gerdin Revocable Trust transferred shares to four grantor retained annuity trusts (GRATs) for the benefit of Ann S. Gerdin. |
| F2 | Mr. Gerdin is a co-trustee of the Ann S. Gerdin Revocable Trust. As a co-trustee, Mr. Gerdin disclaims beneficial ownership with respect to this trust. |
| F3 | Mr. Gerdin is the trustee of GRATs established by Ann S. Gerdin for her benefit. |
| F4 | Mr. Gerdin is the trustee of the Michael J. Gerdin Revocable Trust. |
| F5 | Mr. Gerdin is a co-trustee of the 2009 Gerdin Heartland Trust. As a co-trustee, Mr. Gerdin disclaims beneficial ownership with respect to this trust. |
| F6 | Mr. Gerdin is the trustee of trusts created for the benefit of his children. |
| F7 | Mr. Gerdin is a co-trustee of the 2007 Gerdin Heartland Trust. As a co-trustee, Mr. Gerdin disclaims beneficial ownership with respect to this trust. |
| F8 | Mr. Gerdin is a co-general partner of Gerdin Family Investments LP. Beneficial ownership is disclaimed except to the extent of Mr. Gerdin's percentage ownership of general and limited partner shares in the partnership. |
| F9 | Mr. Gerdin's spouse is the trustee of the Michael J. Gerdin Family Trust. |