Jessica H. Jarvi - Feb 6, 2025 Form 4 Insider Report for WESTERN ALLIANCE BANCORPORATION (WAL)

Role
CLO & Secretary
Signature
Jessica H. Jarvi
Stock symbol
WAL
Transactions as of
Feb 6, 2025
Transactions value $
-$51,327
Form type
4
Date filed
2/10/2025, 05:33 PM
Previous filing
Jan 17, 2025
Next filing
Feb 19, 2025
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction WAL Common Stock Award $0 +1.1K +9.08% $0.00 13.3K Feb 6, 2025 Direct
transaction WAL Common Stock Tax liability -$51.3K -571 -4.3% $89.89 12.7K Feb 7, 2025 Direct
holding WAL Common Stock 2.08K Feb 6, 2025 WAL 401(k) F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction WAL Cash Settled Restricted Stock Units Award +1.66K 1.66K Feb 6, 2025 Common Stock 1.66K Direct F2, F3
transaction WAL Restricted Stock Units Award $0 +1.1K +32.68% $0.00 4.48K Feb 6, 2025 Common Stock 1.1K Direct F4, F5, F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Reflects shares held in the 401K Plan to include employer match as of 2/6/25.
F2 Each unit is the economic equivalent of one share of Western Alliance Bancorporation common stock.
F3 These units vest and are payable solely in cash as follows: 1/36th on the 15th day of each month during the 36-month period beginning February 2025 and ending January 2028.
F4 Each restricted stock unit represents a contingent right to receive one share of WAL common stock.
F5 The restricted stock units are payable upon the Reporting Person's Qualified Retirement from the Company as described in the Plan documents.
F6 The number of restricted stock units beneficially owned by the reporting person following the transaction includes the reinvestment of WAL's quarterly dividends, which resulted in an additional 28 restricted stock units.