Thomas Szoke - 05 May 2021 Form 4 Insider Report for Ipsidy Inc. (AUID)

Role: Chief Solutions Architect, Director
Signature: /s/ Thomas Szoke
Issuer symbol: AUID
Transactions as of: 05 May 2021
Transactions value $: $0
Form type: 4
Filing time: 07 May 2021, 16:06:57 UTC
Next filing: 21 Mar 2023
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
holding	AUID	Common Stock, $.0001 par value						19,083,318	05 May 2021	Direct
holding	AUID	Common Stock, $.0001 par value						3,000,000	05 May 2021	See footnote	F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	AUID	Stock Options	Award	$0	+1,000,000		$0	1,000,000	05 May 2021	Common Stock, $0.0001 par value per share	1,000,000	$0.24	Direct	F2
holding	AUID	Stock Options						10,000,000	05 May 2021	Common Stock, $0.0001 par value per share	10,000,000	$0.45	Direct

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Shares held by Mr. Szoke's wife, Ginta Ozola-Szoke.
F2	Shares of common stock underlying the stock options vest one third on each anniversary of grant subject to continued service to Ipsidy Inc. and subject to a prior Change of Control.