| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| holding | AUID | Common Stock, $.0001 par value | 5.59M | 05 May 2021 | Direct | ||||||
| holding | AUID | Common Stock, $.0001 par value | 2.42M | 05 May 2021 | See Footnotes | F1 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | AUID | Stock Options | Award | $0 | +1.65M | $0.00 | 1.65M | 05 May 2021 | Common Stock, $0.0001 par value per share | 1.65M | $0.24 | Direct | F2 | |
| holding | AUID | Common Stock Purchase Warrant | 440K | 05 May 2021 | Common Stock, $0.0001 par value per share | 440K | $0.15 | See Footnotes | F1 | |||||
| holding | AUID | 15% Convertible Note | 750K | 05 May 2021 | Common Stock, $0.0001 par value per share | 750K | $0.20 | Direct | ||||||
| holding | AUID | Stock Options | 400K | 05 May 2021 | Common Stock, $0.0001 par value per share | 400K | $0.15 | Direct |
| Id | Content |
|---|---|
| F1 | Securities held by Vista PBG Associates LLC ("Vista"). Mr. Selzer serves as the manager of Vista. |
| F2 | On May 5, 2021, the Company granted Mr. Selzer a Non-Statutory Option to acquire 1,645,521 shares of common stock at an exercise price of $0.24 per share with 973,880 shares vesting upon grant of Non-Statutory Option and 671,641 shares of common stock underlying the stock options vesting over twelve months. |