Alan N. Forman - 28 May 2021 Form 4 Insider Report for B. Riley Financial, Inc. (RILY)

Role
EVP, General Counsel, Sec
Signature
/s/ Alan N. Forman
Issuer symbol
RILY
Transactions as of
28 May 2021
Transactions value $
$0
Form type
4
Filing time
02 Jun 2021, 16:31:00 UTC
Previous filing
26 May 2021
Next filing
29 Oct 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction RILY Common Stock Award $0 +4.12K +4.38% $0.00 98.1K 28 May 2021 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents a restricted stock unit that settles in common stock of the Company and vests in three equal installments on June 2, 2022, June 2, 2023 and June 2, 2024.