Steven Denbaars - 22 Jun 2021 Form 4 Insider Report for Aeluma, Inc. (ALMU)

Role
Director
Signature
/s/ Steven DenBaars
Issuer symbol
ALMU
Transactions as of
22 Jun 2021
Transactions value $
$200,000
Form type
4
Filing time
24 Jun 2021, 16:35:42
Next filing
13 Jul 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ALMU Common Stock Other $0 +277K $0.00 277K 22 Jun 2021 Direct F1
transaction ALMU Common Stock Purchase $200K +100K +36.13% $2.00 377K 22 Jun 2021 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 In connection with a merger between the Issuer, Biond Photonics, Inc., a privately held California corporation ("Biond") and the Issuer's wholly-owned subsidiary, Aeluma Operating Co., ("Acquisition Sub"), pursuant to which Acquisition Sub was the surviving corporation and remained the Issuer's wholly owned subsidiary, that occurred on June 22, 2021, the reporting person exchanged all of their Biond shares for 276,755 shares of Parc Investment, Inc., now known as Aeluma, Inc.