Mark Tompkins - 22 Jun 2021 Form 4 Insider Report for Aeluma, Inc. (ALMU)

Role
Former Director, 10%+ Owner
Signature
/s/ Mark N. Tompkins
Issuer symbol
ALMU
Transactions as of
22 Jun 2021
Transactions value $
$715,000
Form type
4
Filing time
29 Jun 2021, 21:30:31 UTC
Previous filing
23 Jun 2021
Next filing
25 Oct 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ALMU Common stock, par value $0.0001 per share Purchase $500K +250K +10.99% $2.00 2.53M 22 Jun 2021 Direct F1
transaction ALMU Common stock, par value $0.0001 per share Purchase $215K +108K +4.26% $2.00 2.63M 25 Jun 2021 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These shares were purchased in the initial closing of the Issuer's private placement offering held on June 22, 2021.
F2 These shares were purchased in a second closing of the Issuer's private placement offering held on June 25, 2021.