Kevin Charlton - 16 Jul 2021 Form 4 Insider Report for Evolv Technologies Holdings, Inc. (EVLV)

Role
Director
Signature
/s/ Kevin Charlton
Issuer symbol
EVLV
Transactions as of
16 Jul 2021
Net transactions value
$0
Form type
4
Filing time
20 Jul 2021, 21:20:55 UTC
Previous filing
21 May 2021
Next filing
24 Aug 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction EVLV Class A Common Stock Conversion of derivative security $0 +2,318,200 $0.000000 2,318,200 16 Jul 2021 See Footnote F3, F5
transaction EVLV Class A Common Stock Other $0 -2,318,200 -100% $0.000000* 0 20 Jul 2021 See Footnote F3, F6
transaction EVLV Class A Common Stock Conversion of derivative security $0 +135,000 $0.000000 135,000 16 Jul 2021 Direct F5

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction EVLV Class B Common Stock Other $0 +172,500 +6.8% $0.000000 2,697,500 16 Jul 2021 Class A Common Stock 172,500 $0.000000 See Footnote F1, F2, F3
transaction EVLV Class B Common Stock Gift $0 -379,300 -14% $0.000000 2,318,200 16 Jul 2021 Class A Common Stock 379,300 $0.000000 See Footnote F2, F3, F4
transaction EVLV Class B Common Stock Conversion of derivative security $0 -2,318,200 -100% $0.000000* 0 16 Jul 2021 Class A Common Stock 2,318,200 $0.000000 See Footnote F2, F3, F5
transaction EVLV Class B Common Stock Conversion of derivative security $0 -135,000 -100% $0.000000* 0 16 Jul 2021 Class A Common Stock 135,000 $0.000000 Direct F2, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Forfeiture of Class B Common Stock from stockholder in registrant to NewHold Industrial Technology Holdings LLC for no consideration
F2 As described in the registrant's registration statement on Form S-1 (File No. 333-239822) under the heading "Description of Securities - Founder Shares," the shares of Class B common stock will automatically convert into shares of Class A common stock at the time of the registrant's initial business combination on a one-for-one basis, subject to certain adjustments described therein and have no expiration date.
F3 The securities reported herein are directly held by NewHold Industrial Technology Holdings LLC. As of July 16, 2021, Kevin Charlton, Charles Goldman, and Marc Saointz were the managers of NewHold Industrial Technology Holdings LLC. The reporting person disclaims any pecuniary interest in the securities reported herein except to the extent of the reporting person's beneficial interest in NewHold Industrial Technology Holdings LLC.
F4 Gift to Public Benefit Company for no consideration.
F5 Conversion of Class B Common Stock to Class A Common Stock in connection with closing of registrant's initial business combination.
F6 The reporting person resigned from his position as manager of NewHold Industrial Technology Holdings LLC as of July 20, 2021.