Gerald Harder - 31 Aug 2021 Form 4 Insider Report for Trinity Capital Inc. (TRIN)

Role
Senior Vice President - CCO
Signature
/s/ Sarah Stanton, on behalf of Gerald Harder
Issuer symbol
TRIN
Transactions as of
31 Aug 2021
Transactions value $
$0
Form type
4
Filing time
02 Sep 2021, 20:58:54 UTC
Next filing
17 Sep 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction TRIN Common Stock Gift $0 -1,000 -2.34% $0 41,740 31 Aug 2021 Direct F1
holding TRIN Common Stock 9,788 31 Aug 2021 By Millennium Trust Co. LLC Custodian FBO Gerald T. Harder IRA F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This transaction involved a gift of securities by the reporting person to his son. The reporting person disclaims beneficial ownership of the shares held by his son, and this report should not be deemed an admission that the reporting person is the beneficial owner of his son's shares for purposes of Section 16 or for any other purpose.
F2 Includes shares acquired pursuant to Trinity Capital Inc.'s distribution reinvestment plan.

Remarks:

Sarah Stanton is signing on behalf of Mr. Harder pursuant to the power of attorney dated September 2, 2021, which is filed herewith as Exhibit 24.