Christian Noel - Nov 11, 2021 Form 4 Insider Report for Cryomass Technologies, Inc. (CRYM)

Role
Chief Executive Officer, Director
Signature
/s/ Christian Noel
Stock symbol
CRYM
Transactions as of
Nov 11, 2021
Transactions value $
$202,000
Form type
4
Date filed
11/12/2021, 02:35 PM
Next filing
Feb 10, 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CRYM Common Stock Purchase $50K +250K +4.17% $0.20 6.25M Nov 11, 2021 Direct
transaction CRYM Common Stock Purchase $152K +760K +12.16% $0.20 7.01M Nov 11, 2021 By Trichome Capital Inc F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction CRYM Warrant Purchase +250K 250K Nov 11, 2021 Common Stock 250K $0.40 Direct F2
transaction CRYM Warrant Purchase +760K +304% 1.01M Nov 11, 2021 Common Stock 760K $0.40 By Trichome Capital Inc F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Trichome Capital Inc is a Quebec corporation 100% owned by reporting Person Christian Noel.
F2 The purchase reflects a Unit purchase, each Unit consisting of (a) 10,000 shares of common stock at a price of $0.20 per share and (b) one common stock purchase warrant exercisable to purchase 10,000 additional shares of common stock of the corporation (each such additional share a "Warrant Share") at an exercise price of $0.40 per Warrant Share. For the purposes of this report no purchase price has been attributed to the warrant.