Andreas Bodmeier - 07 Dec 2021 Form 4 Insider Report for Chicago Atlantic Real Estate Finance, Inc. (REFI)

Role
Co-President and CIO, Director
Signature
/s/ Andreas Bodmeier
Issuer symbol
REFI
Transactions as of
07 Dec 2021
Net transactions value
+$2,516,000
Form type
4
Filing time
10 Dec 2021, 19:45:54 UTC
Next filing
10 Jun 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction REFI Common Stock Purchase $2,500,000 +156,250 +2431% $16.00 162,677 07 Dec 2021 Direct F1, F4
transaction REFI Common Stock Purchase $16,000 +1,000 +0.61% $16.00 163,677 08 Dec 2021 Direct F4
holding REFI Common Stock 6,745 07 Dec 2021 Held through ownership of interests in Chicago Atlantic Fund, LLC F2, F4
holding REFI Common Stock 6,622 07 Dec 2021 Held through ownership of interests in Chicago Atlantic Fund QP, LLC F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 On December 7, 2021, Dr. Bodmeier purchased 156,250 shares in a private placement offering concurrent with Chicago Atlantic Real Estate Finance, Inc.'s initial public offering.
F2 Included in the 6,745 shares are 1,775 shares held directly, and 4,970 shares held through Dr. Bodmeier's interest in Chicago Atlantic Management, LLC, the managing member of Chicago Atlantic Fund, LLC.
F3 Included in the 6,622 shares are 4,677 shares held directly, and 1,945 shares held through Dr. Bodmeier's interest in Chicago Atlantic Management, LLC, the managing member of Chicago Atlantic QP Fund, LLC.
F4 All of the shares held by Dr. Bodmeier are subject to a 180-day lockup that ends on June 5, 2022.