Christian Oberbeck - Dec 9, 2021 Form 4 Insider Report for SARATOGA INVESTMENT CORP. (SAR)

Role
CEO and Director, Director, 10%+ Owner
Signature
/s/ Christian Oberbeck
Stock symbol
SAR
Transactions as of
Dec 9, 2021
Transactions value $
$0
Form type
4
Date filed
12/13/2021, 06:46 PM
Previous filing
Oct 14, 2021
Next filing
Aug 16, 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SAR Common Stock Gift $0 -3.94K -0.55% $0.00 708K Dec 9, 2021 Direct F1
transaction SAR Common Stock Gift $0 -5.92K -0.84% $0.00 702K Dec 9, 2021 Direct F2
transaction SAR Common Stock Gift $0 +5.92K +24.94% $0.00 29.6K Dec 9, 2021 By children F2
holding SAR Common Stock 218K Dec 9, 2021 By CLO Partners LLC
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This transaction involved gifts of securities by the reporting person to his children, who do not share the reporting person's household.
F2 This transaction involved gifts of securities by the reporting person to his children, who share the reporting person's household.