Phillip Kumnick - 29 Dec 2021 Form 4 Insider Report for Ipsidy Inc. (AUID)

Role
Director
Signature
/s/ Phillip Kumnick
Issuer symbol
AUID
Transactions as of
29 Dec 2021
Net transactions value
+$155,208
Form type
4
Filing time
03 Jan 2022, 16:00:10 UTC
Previous filing
09 Nov 2021
Next filing
23 Mar 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding AUID Common Stock, $.0001 par value 121,425 29 Dec 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AUID Stock Options Award $155,208 +10,238 $15.16 10,238 29 Dec 2021 Common Stock, $0.0001 par value per share 10,238 $15.16 Direct F1
holding AUID Stock Options 292,351 29 Dec 2021 Common Stock, $0.0001 par value per share 292,352 $7.20 Direct F2
holding AUID Stock Options 1,111,111 29 Dec 2021 Common Stock, $0.0001 par value per share 1,111,111 $2.10 Direct
holding AUID Stock Options 100,000 29 Dec 2021 Common Stock, $0.0001 par value per share 100,000 $1.65 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The shares vest monthly in equal amounts over a one-year period.
F2 283,334 of the shares vest upon meeting performance criteria.