Gerald Harder - 15 Mar 2022 Form 4 Insider Report for Trinity Capital Inc. (TRIN)

Role
Chief Operating Officer
Signature
/s/ Sarah Stanton, on behalf of Gerald Harder
Issuer symbol
TRIN
Transactions as of
15 Mar 2022
Transactions value $
$0
Form type
4
Filing time
17 Mar 2022, 19:03:57 UTC
Previous filing
17 Sep 2021
Next filing
16 May 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction TRIN Common Stock Award $0 +57,803 +66.25% $0 145,052 15 Mar 2022 Direct F1, F2
holding TRIN Common Stock 9,788 15 Mar 2022 By Millennium Trust Co. LLC Custodian FBO Gerald T. Harder IRA F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted shares issued under the 2019 Trinity Capital Inc. Long Term Incentive Plan. 25% of such restricted shares shall vest on March 15, 2023, and the remaining 75% of such shares shall vest pro rata over the twelve full calendar quarters immediately following March 15, 2023.
F2 Includes 45,509 restricted shares issued under the 2019 Trinity Capital Inc. Long Term Incentive Plan, which shares began quarterly vesting pro rata over the twelve full calendar quarters immediately following the award date of September 15, 2021.
F3 Includes shares acquired pursuant to Trinity Capital Inc.'s distribution reinvestment plan.

Remarks:

Sarah Stanton is signing on behalf of Mr. Harder pursuant to the power of attorney dated September 2, 2021, which was previously filed with the Securities and Exchange Commission as an exhibit to the Form 4 Mr. Harder filed on September 2, 2021.