Cecil N. Smith III - 17 Mar 2022 Form 4 Insider Report for Ipsidy Inc. (AUID)

Role
President/CTO
Signature
/s/ Cecil N. Smith III
Issuer symbol
AUID
Transactions as of
17 Mar 2022
Transactions value $
$474,502
Form type
4
Filing time
21 Mar 2022, 17:00:14 UTC
Previous filing
27 Aug 2021
Next filing
21 Dec 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AUID Common Stock, $.0001 par value Purchase $50,001 +13,514 +189% $3.7 20,656 21 Mar 2022 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AUID Stock Options Award $424,500 +150,000 $2.83 150,000 17 Mar 2022 Common Stock, $0.0001 par value per share 150,000 $2.83 Direct F2
holding AUID Stock Options 600,000 17 Mar 2022 Common Stock, $0.0001 par value per share 600,000 $7.8 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Half of the shares of common stock under the Stock Options vest upon achievement of agreed performance goals and half vest monthly over four years.
F2 The shares of common stock under the Stock Options vest on the first anniversary of grant subject to continued service.