ANTIN ROBERT L - 02 May 2022 Form 4 Insider Report for B. Riley Financial, Inc. (RILY)

Role
Director
Signature
/s/ Robert L. Antin
Issuer symbol
RILY
Transactions as of
02 May 2022
Net transactions value
+$455,300
Form type
4
Filing time
03 May 2022, 11:52:04 UTC
Previous filing
22 Jun 2021
Next filing
06 May 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction RILY Common Stock Purchase $455,300 +10,000 +71% $45.53 24,008 02 May 2022 Direct
holding RILY Common Stock 200,000 02 May 2022 See footnote F1
holding RILY Common Stock 200,000 02 May 2022 See footnote F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Held of record by Robert L. Antin and Patti Antin as Trustees for the Robert and Patti Antin Living Trust. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
F2 Held of record by the Robert Antin Children Irrevocable Trust Dtd 1/1/01 (the "Trust"). The reporting person is the settlor of the Trust. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.