Michael A. Gorriz - 30 Jun 2022 Form 4 Insider Report for Ipsidy Inc. (AUID)

Role
Director
Signature
/s/ Michael A. Gorriz
Issuer symbol
AUID
Transactions as of
30 Jun 2022
Transactions value $
$2,736
Form type
4
Filing time
05 Jul 2022, 16:25:55 UTC
Previous filing
23 Mar 2022
Next filing
22 Sep 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AUID Common Stock, $.0001 par value Options Exercise $2,735 +915 +2.94% $2.99 1,226 30 Jun 2022 Direct F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding AUID Senior Secured Convertible Note 27,027 30 Jun 2022 Common Stock, $0.0001 par value per share 27,027 $3.7 Direct
holding AUID Stock Options 10,238 30 Jun 2022 Common Stock, $0.0001 par value per share 10,238 $15.16 Direct F2
holding AUID Stock Options 62,500 30 Jun 2022 Common Stock, $0.0001 par value per share 62,500 $7.8 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The shares vest annually in equal amounts over a three-year period.
F2 The shares vest monthly in equal amounts over a one-year period.
F3 The reporting person received 915 shares of common stock at a per share price of $2.99 as payment of interest for the quarter ended June 30, 2022 associated with the Senior Secured Convertible Note dated March 21, 2022.