Liqun Han - 29 Jul 2022 Form 4 Insider Report for Cepton, Inc. (CPTN)

Role
Chief Operating Officer
Signature
/s/ Ming Qiu, Attorney-in-Fact for Liqun Han
Issuer symbol
CPTN
Transactions as of
29 Jul 2022
Net transactions value
$0
Form type
4
Filing time
29 Jul 2022, 21:39:51 UTC
Previous filing
05 May 2022
Next filing
10 Feb 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CPTN Common Stock Award $0 +200,000 +100% $0.000000 400,000 29 Jul 2022 Direct F2
holding CPTN Common Stock 489,847 29 Jul 2022 See footnote. F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The shares of Common Stock are held by the Han-Ouyang Living Trust, U/A, dated March 21, 2021, of which the Reporting Person is a trustee.
F2 The Issuer awarded the Reporting Person 200,000 time-based restricted stock units ("RSUs"), each of which represents a contingent right to receive one share of the Issuer's common stock, that will vest in four equal installments on August 20, 2023, August 20, 2024, August 20, 2025 and August 20, 2026, in each case subject to early termination and adjustment as provided in the applicable award agreement.

Remarks:

Exhibit List: Exhibit 24 - Power of Attorney