John E. Schultz Jr. - 18 Oct 2022 Form 4 Insider Report for APPLIED ENERGETICS, INC. (AERG)

Role
Director
Signature
/s/ John E. Schultz Jr.
Issuer symbol
AERG
Transactions as of
18 Oct 2022
Transactions value $
$0
Form type
4
Filing time
07 Nov 2022, 05:05:52 UTC
Previous filing
17 Jun 2022
Next filing
23 Nov 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AERG Common Stock, par value $0.001 per share Will/Inheritance +22.5K +4.09% 573K 18 Oct 2022 Direct F1, F2
transaction AERG Common Stock, par value $0.001 per share Will/Inheritance +100K +17.47% 673K 27 Oct 2022 Direct F1, F2
holding AERG Common Stock, par value $0.001 per share 500K 18 Oct 2022 By Oak Tree Asset Management F2
holding AERG Common Stock, par value $0.001 per share 750K 18 Oct 2022 By Spouse F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These shares were received pursuant to a testamentary trust at a cost basis of $2.33 per share.
F2 All shares directly owned are held in Mr. Schultz's Roth IRA. Mr. Schultz's total direct and indirect beneficial ownership of non-derivative securities is 1,922,500 shares.

Remarks:

Mr. Schultz also holds options to purchase 2,500,000 shares of common stock as previously reported on Form 3, none of which were affected by the transactions reported herein.