Christian Oberbeck - Dec 5, 2022 Form 4 Insider Report for SARATOGA INVESTMENT CORP. (SAR)

Role
CEO and Director, Director, 10%+ Owner
Signature
/s/ Christian Oberbeck
Stock symbol
SAR
Transactions as of
Dec 5, 2022
Transactions value $
$0
Form type
4
Date filed
12/8/2022, 06:52 PM
Previous filing
Oct 11, 2022
Next filing
Mar 22, 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SAR Common Stock Gift $0 -4.21K -0.61% $0.00 689K Dec 5, 2022 Direct F1
transaction SAR Common Stock Gift $0 -6.31K -0.92% $0.00 682K Dec 5, 2022 Direct F2
transaction SAR Common Stock Gift $0 -379 -0.06% $0.00 682K Dec 6, 2022 Direct F3
transaction SAR Common Stock Gift $0 +6.31K +19.52% $0.00 38.7K Dec 5, 2022 By children F2
holding SAR Common Stock 218K Dec 5, 2022 By CLO Partners LLC
holding SAR Common Stock 1.25K Dec 5, 2022 By wife
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This transaction involved gifts of securities by the reporting person to his children, who do not share the reporting person's household.
F2 This transaction involved gifts of securities by the reporting person to his children, who share the reporting person's household.
F3 This transaction involved gifts of securities by the reporting person.