| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | RILY | Common Stock | Purchase | $93,390 | +3,000 | +10% | $31.13 | 32,300 | 15 Mar 2023 | See note | F1, F2 |
| transaction | RILY | Common Stock | Purchase | $217,911 | +7,000 | +29% | $31.13 | 31,248 | 15 Mar 2023 | See note | F1, F3 |
| holding | RILY | Common Stock | 953,680 | 15 Mar 2023 | Direct | ||||||
| holding | RILY | Common Stock | 5,600 | 15 Mar 2023 | By wife | F4 | |||||
| holding | RILY | Common Stock | 1,743 | 15 Mar 2023 | By daughter | F5 | |||||
| holding | RILY | Common Stock | 1,743 | 15 Mar 2023 | By daughter | F6 | |||||
| holding | RILY | Common Stock | 1,743 | 15 Mar 2023 | By daughter | F7 |
| Id | Content |
|---|---|
| F1 | These transactions were executed in multiple trades at prices ranging from $31.055 to $31.34. The prices reported above reflect the weighted average purchase prices. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. |
| F2 | Held by self-directed IRA: Thomas John Kelleher IRA. |
| F3 | Held of record by Thomas J. Kelleher and wife as Trustees for the Kelleher Family Trust. Previously, certain shares were inadvertently reported in this account instead of Mr. Kelleher's direct account, we have revised herewith. |
| F4 | Held with dispositive power for a daughter. |
| F5 | Held with dispositive power for a daughter. |
| F6 | Held with dispositive power for a daughter. |
| F7 | Held with dispositive power for a daughter. |