ANTIN ROBERT L - 16 Mar 2023 Form 4 Insider Report for B. Riley Financial, Inc. (RILY)

Role
Director
Signature
/s/ Robert Antin
Issuer symbol
RILY
Transactions as of
16 Mar 2023
Net transactions value
+$543,898
Form type
4
Filing time
20 Mar 2023, 08:36:56 UTC
Previous filing
15 Jun 2022
Next filing
25 May 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction RILY Common Stock Purchase $95,910 +3,000 +12% $31.97 28,498 16 Mar 2023 Direct
transaction RILY Common Stock Purchase $447,988 +15,000 +53% $29.87 43,498 17 Mar 2023 Direct F1
holding RILY Common Stock 200,000 16 Mar 2023 See footnote F2
holding RILY Common Stock 200,000 16 Mar 2023 See footnote F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These transactions were executed in multiple trades at prices ranging from $29.7699 to $29.97. The prices reported above reflect the weighted average purchase prices. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
F2 Held of record by Robert L. Antin and Patti Antin as Trustees for the Robert and Patti Antin Living Trust. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
F3 Held of record by the Robert Antin Children Irrevocable Trust Dtd 1/1/01 (the "Trust"). The reporting person is the settlor of the Trust. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.