John W. Shaw - 28 Apr 2023 Form 4 Insider Report for SAFE & GREEN HOLDINGS CORP. (SGBX)

Role
10%+ Owner
Signature
/s/ John William Shaw
Issuer symbol
SGBX
Transactions as of
28 Apr 2023
Net transactions value
+$19,200
Form type
4
Filing time
02 May 2023, 18:04:51 UTC
Previous filing
02 May 2023
Next filing
22 May 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SGBX Common Stock Exercise of in-the-money or at-the-money derivative security $19,200 +9,600 +0.22% $2.00 4,454,600 28 Apr 2023 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SGBX Put Option (obligation to buy) Exercise of in-the-money or at-the-money derivative security $0 -96 -100% $0.000000* 0 28 Apr 2023 Common Stock 9,600 $2.00 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This amount includes (a) 2,588,200 shares of common stock and (b) rights and/or options to purchase 1,866,400 shares in the aggregate, that are exercisable subject to various call and put option contracts.
F2 Denotes option exercisable at any time prior to the expiration date.