MICHAEL DENT - 05 Jan 2023 Form 4 Insider Report for HealthLynked Corp (HLYK)

Role
Chief Executive Officer, Director, 10%+ Owner
Signature
/s/ Michael Dent
Issuer symbol
HLYK
Transactions as of
05 Jan 2023
Transactions value $
$0
Form type
4
Filing time
16 May 2023, 16:05:16 UTC
Previous filing
15 Dec 2022
Next filing
31 Jan 2023
SEC
View on sec.gov

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HLYK Warrants Other $0 +96,154 $0 96,154 05 Jan 2023 Common stock 96,154 $0.104 Held by Trust F1, F2
transaction HLYK Warrants Other $0 +860,215 $0 860,215 13 Jan 2023 Common stock 860,215 $0.093 Held by Trust F1, F2
transaction HLYK Warrants Other $0 +685,185 $0 685,185 14 Feb 2023 Common stock 685,185 $0.135 Held by Trust F1, F2
transaction HLYK Warrants Other $0 +654,450 $0 654,450 12 May 2023 Common stock 654,450 $0.0764 Direct F3
holding HLYK Warrants 9,835,605 05 Jan 2023 Common stock 9,835,605 Direct F4
holding HLYK Warrants 3,142,857 05 Jan 2023 Common stock 3,142,857 Held by Trust F2, F4
holding HLYK Series B Convertible Preferred Stock 2,750,000 05 Jan 2023 Common stock 2,750,000 Held by Trust F2, F4
holding HLYK Options 750,000 05 Jan 2023 Common stock 750,000 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The Mary S. Dent Gifting Trust dated January 31, 2006, a trust for which the reporting person is trustee, received the warrants to purchase shares of Issuer's common stock in connection with a loan agreement the Trust entered into with the Issuer on the warrant date.
F2 Held beneficially by the Mary S. Dent Gifting Trust dated January 31, 2006. The reporting person is the trustee of such trust.
F3 Reporting person received the warrants to purchase shares of Issuer's common stock directly in connection with a loan agreement the reporting person entered into with the Issuer on the warrant date.
F4 Reflects previously issued derivative securities shown for beneficial ownership purposes only.