MICHAEL N. TAGLICH - 01 Jan 2022 Form 4 Insider Report for DecisionPoint Systems, Inc. (DPSI)

Role
Director, 10%+ Owner
Signature
/s/ Melinda Wohl by Power of Attorney
Issuer symbol
DPSI
Transactions as of
01 Jan 2022
Transactions value $
$0
Form type
4
Filing time
05 Jul 2023, 15:28:16 UTC
Previous filing
23 Dec 2021
Next filing
05 Jan 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction DPSI Common Stock Options Exercise +70,903 +9.9% 790,431 29 Jun 2023 Direct F1
holding DPSI Common Stock 618 01 Jan 2022 By Taglich Brothers, Inc. F2
holding DPSI Common Stock 6,686 01 Jan 2022 By UTMA Account of Amanda Taglich F3
holding DPSI Common Stock 6,686 01 Jan 2022 By UTMA Account of Stella Taglich F4
holding DPSI Common Stock 12,682 01 Jan 2022 By UTMA Account of Lucy Taglich F5
holding DPSI Common Stock 6,340 01 Jan 2022 By Hope A. Taglich First Party Supplemental Needs Trust F6

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction DPSI Stock Option (Right to Buy) Award $0 +6,000 $0 6,000 01 Jan 2022 Common Stock 6,000 $9.28 Direct
transaction DPSI Stock Option (Right to Buy) Award $0 +6,000 $0 6,000 01 Jan 2023 Common Stock 6,000 $7.76 Direct
transaction DPSI Warrant Options Exercise $0 -70,903 -100% $0* 0 29 Jun 2023 Common Stock 70,903 $1 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The shares of common stock were acquired by the reporting person upon the exercise of warrants for a $1.00 per share exercise price.
F2 The shares are held by Taglich Brothers, Inc., in which the reporting person has a controlling interest.
F3 The shares are held for Amanda Taglich, the child of the reporting person, through a custodial account established pursuant to the Uniform Transfer to Minors Act ("UTMA") for which the reporting person serves as custodian.
F4 The shares are held for Stella Taglich, the child of the reporting person, through a custodial account established pursuant to the UTMA for which the reporting person serves as custodian.
F5 The shares are held for Lucy Taglich, the child of the reporting person, through a custodial account established pursuant to the UTMA for which the reporting person serves as custodian.
F6 The shares are held by the Hope A. Taglich First Party Supplemental Needs Trust, for the benefit of the reporting person's child and for which the reporting person serves as trustee.

Remarks:

Exhibit Index: Exhibit 24--Power of Attorney