Stephen Jeffrey Garchik - 20 Nov 2023 Form 4 Insider Report for authID Inc. (AUID)

Role
10%+ Owner
Signature
/s/ Stephen Jeffrey Garchik
Issuer symbol
AUID
Transactions as of
20 Nov 2023
Transactions value $
$1,000,002
Form type
4
Filing time
22 Nov 2023, 16:00:38 UTC
Previous filing
19 Sep 2023
Next filing
22 Dec 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AUID Common Stock Purchase $1M +167K +17.72% $6.00 1.11M 20 Nov 2023 Direct
holding AUID Common Stock 148K 20 Nov 2023 See Footnotes F1, F4
holding AUID Common Stock 20.8K 20 Nov 2023 See Footnotes F1, F2
holding AUID Common Stock 1.46K 20 Nov 2023 See Footnotes F1, F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding AUID Common Stock Purchase Warrant 10.4K 20 Nov 2023 Common Stock 10.4K $36.00 See footnotes F1, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Stephen J. Garchik ("Mr. Garchik") disclaims beneficial ownership of any and all of the Issuer's securities reported herein in excess of his actual pecuniary interest.
F2 Held by the Garchik Irrevocable 2019 Trust (the "2019 Trust") of which Mr. Garchik is a trustee
F3 Held by Garchik Universal Limited Partnership, which Mr. Garchik jointly controls with his sister.
F4 Held by Marla Garchik Irrevocable 2020 Trust (the "2020 Trust") of which Mr. Garchik is a beneficiary.
F5 Held by the 2019 Trust.