Christian Oberbeck - Dec 13, 2023 Form 4 Insider Report for SARATOGA INVESTMENT CORP. (SAR)

Role
CEO and Director, Director, 10%+ Owner
Signature
/s/ Christian Oberbeck
Stock symbol
SAR
Transactions as of
Dec 13, 2023
Transactions value $
$0
Form type
4
Date filed
12/15/2023, 08:49 AM
Previous filing
Aug 18, 2023
Next filing
Aug 14, 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SAR Common Stock Gift $0 -4.47K -0.67% $0.00 662K Dec 13, 2023 Direct F1
transaction SAR Common Stock Gift $0 -6.71K -1.01% $0.00 655K Dec 13, 2023 Direct F2
transaction SAR Common Stock Gift $0 +6.71K +15.95% $0.00 48.8K Dec 13, 2023 By children F2
holding SAR Common Stock 118K Dec 13, 2023 By CLO Partners LLC
holding SAR Common Stock 100K Dec 13, 2023 By CLO Partners Holdings LLC
holding SAR Common Stock 1.36K Dec 13, 2023 By wife
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This transaction involved gifts of securities by the reporting person to his children, who do not share the reporting person's household.
F2 This transaction involved gifts of securities by the reporting person to his children, who share the reporting person's household.