Gloria E. Gebbia - Dec 14, 2023 Form 4 Insider Report for SIEBERT FINANCIAL CORP (SIEB)

Role
Director, Member of 10% owner group, 10%+ Owner
Signature
/s/ Gloria E. Gebbia
Stock symbol
SIEB
Transactions as of
Dec 14, 2023
Transactions value $
$0
Form type
4
Date filed
12/18/2023, 03:00 PM
Previous filing
May 24, 2023
Next filing
Jan 23, 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SIEB Common Stock, $0.01 par value per share Gift $0 -72K -0.7% $0.00 10.2M Dec 14, 2023 Direct F1
holding SIEB Common Stock, $0.01 par value per share 17M Dec 14, 2023 Control Group F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The Reporting Person gifted 72,000 shares of Issuer common stock to various family members included in the Reporting Person's indirect ownership. The Reporting Person disclaims beneficial ownership of such shares of Issuer common stock, except to the extent of the Reporting Person's pecuniary interest therein.
F2 The Reporting Person is part of a control group consisting of family members of the Reporting Person. Shares of Issuer common stock were gifted to family members of people within the control group, which resulted in no change in the shares of Issuer common stock to the control group. The Reporting Person disclaims beneficial ownership of such shares of Issuer common stock, except to the extent of the Reporting Person's pecuniary interest therein.