Anthony Hayes - 20 Dec 2023 Form 4 Insider Report for Dominari Holdings Inc. (DOMH)

Signature
/s/ Anthony Hayes
Issuer symbol
DOMH
Transactions as of
20 Dec 2023
Net transactions value
+$140,168
Form type
4
Filing time
22 Dec 2023, 06:00:41 UTC
Previous filing
14 Dec 2023
Next filing
08 Apr 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction DOMH Common Stock Purchase $140,168 +70,000 +243% $2.00 98,804 20 Dec 2023 By Rollover IRA F1, F2, F3
holding DOMH Common Stock 218,506 20 Dec 2023 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Reflects an open market purchase of shares of the Issuer's common stock by the Reporting Person's Rollover IRA.
F2 The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.96 to $2.0392, inclusive. The reporting person undertakes to provide to the registrant, any security holder of the registrant, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range.
F3 The securities are directly held by the Reporting Person's Rollover IRA, and they are indirectly held by the Reporting Person. The Reporting Person exercises control over the Rollover IRA, and as such, has voting and investment power over the shares held by the Rollover IRA.