| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| holding | CTXR | Common Stock | 1,992,243 | 03 Apr 2024 | Direct |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | CTXR | Warrant to Purchase Common Stock | Disposed to Issuer | -129,450 | -100% | 0 | 03 Apr 2024 | Common Stock | 129,450 | $1.42 | Direct | F1 | ||
| transaction | CTXR | Warrant to Purchase Common Stock | Award | +129,450 | 129,450 | 03 Apr 2024 | Common Stock | 129,450 | $1.42 | Direct | F1 | |||
| holding | CTXR | Stock Option (Right to Purchase Common Stock) | 400,000 | 03 Apr 2024 | Common Stock | 400,000 | $0.7000 | Direct | F2 | |||||
| holding | CTXR | Stock Option (Right to Purchase Common Stock) | 400,000 | 03 Apr 2024 | Common Stock | 400,000 | $1.25 | Direct | F3 | |||||
| holding | CTXR | Stock Option (Right to Purchase Common Stock) | 650,000 | 03 Apr 2024 | Common Stock | 650,000 | $2.04 | Direct | F4 | |||||
| holding | CTXR | Stock Option (Right to Purchase Common Stock) | 15,000 | 03 Apr 2024 | Common Stock | 15,000 | $2.04 | See footnote | F5 | |||||
| holding | CTXR | Stock Option (Right to Purchase Common Stock) | 300,000 | 03 Apr 2024 | Common Stock | 300,000 | $2.00 | Direct | F6 | |||||
| holding | CTXR | Stock Option (Right to Purchase Common Stock) | 10,000 | 03 Apr 2024 | Common Stock | 10,000 | $2.00 | See footnote | F5 | |||||
| holding | CTXR | Stock Option (Right to Purchase Common Stock) | 200,000 | 03 Apr 2024 | Common Stock | 200,000 | $1.01 | Direct | F7 | |||||
| holding | CTXR | Stock Option (Right to Purchase Common Stock) | 175,000 | 03 Apr 2024 | Common Stock | 175,000 | $0.6700 | Direct | F8 | |||||
| holding | CTXR | Warrant to Purchase Common Stock | 558,597 | 03 Apr 2024 | Common Stock | 558,597 | $0.7700 | Direct | F9 | |||||
| holding | CTXR | Stock Option (Right to Purchase Common Stock) | 150,000 | 03 Apr 2024 | Common Stock | 150,000 | $1.62 | Direct | F10 | |||||
| holding | CTXR | Stock Option (Right to Purchase Common Stock) | 40,000 | 03 Apr 2024 | Common Stock | 40,000 | $3.45 | Direct | F11 | |||||
| holding | CTXR | Stock Option (Right to Purchase Common Stock) | 26,667 | 03 Apr 2024 | Common Stock | 26,667 | $8.10 | Direct | F12 | |||||
| holding | CTXR | Warrant to Purchase Common Stock | 784,314 | 03 Apr 2024 | Common Stock | 784,314 | $1.15 | Direct | F9 |
| Id | Content |
|---|---|
| F1 | The two reported transactions involved an amendment of an outstanding warrant to extend the termination date from April 5, 2024 to April 5, 2025, which resulted in the cancellation of the "old" warrant and the grant of a replacement warrant. The warrant was originally issued on April 3, 2019 and was exercisable immediately. |
| F2 | The options were granted on October 10, 2023. The options will vest 1/3 on each of the one-year, two-year and three-year anniversary of the Vesting Commencement Date, provided that the Optionee provides Continuous Service to the Company as of each such vesting date. |
| F3 | The options were granted on October 4, 2022. The options will vest 1/3 on each of the one-year, two-year and three-year anniversary of the Vesting Commencement Date, provided that the Optionee provides Continuous Service to the Company as of each such vesting date. |
| F4 | The options were granted on October 11, 2021. The options will vest 1/3 on each of the one-year, two-year and three-year anniversary of the Vesting Commencement Date, provided that the Optionee provides Continuous Service to the Company as of each such vesting date. |
| F5 | The options are held by the Reporting Person's daughter. The Reporting Person disclaims beneficial ownership in these shares. |
| F6 | The options were granted on July 22, 2021. The options will vest 1/3 on each of the one-year, two-year and three-year anniversary of the Vesting Commencement Date, provided that the Optionee provides Continuous Service to the Company as of each such vesting date. |
| F7 | The options vested in full on October 6, 2023. |
| F8 | The options vested in full on October 8, 2022. |
| F9 | The warrant is fully vested and exercisable immediately. |
| F10 | The options vested in full on September 4, 2021. |
| F11 | The options vested in full on September 13, 2020. |
| F12 | The options vested in full on December 31, 2016. |